Regulated relationships
™
™The regulated relationship operating system.
Demonstrations
Guided demonstration available
A guided demonstration is available using fictional data. Customer deployment and use of live data are agreed and validated separately before operational use.
Demonstrations use non-customer data. Operational use is confirmed separately for the relevant product, organisation and setup.
What it is for
Regulated relationships
ClientAlign is designed to maintain the evidence and decisions behind onboarding, reviews, changes and exit throughout a regulated relationship. It can be used independently of the other products.
The problem
Relationship risk is shaped by structures, connected parties and lifecycle events that are frequently held in separate systems, so acceptance and review decisions are hard to reconstruct later.
Product scope
What the product is designed to cover
Relationship picture
- Client and relationship records
- Structures
- Connected parties
Risk and diligence context
- Customer due diligence and enhanced checks
- Customer risk
- Business acceptance
Lifecycle
- Periodic and trigger reviews
- Lifecycle events
- Decision records
The features above describe product scope. A demonstration and assessment will confirm what is available for your organisation.
Primary users
- Client onboarding and acceptance teams
- Relationship managers
- Financial crime and compliance reviewers
- Acceptance committees
Records it is designed to keep
- Relationship, structure and connected-party records
- Customer risk assessments and acceptance decisions
- Review history and lifecycle events
Workflow
How the work connects
- Relationship
- Structure
- Diligence context
- Customer risk
- Acceptance
- Review
- Lifecycle event
- Decision record
The workflow is illustrative. Available features and setup differ by product and organisation.
Optional connections
Where information from other areas can help
- Obligations affecting client handling can be reflected in relationship processes.
- Relationship risk concentrations can inform the enterprise risk view.
- Acceptance decisions taken under delegated authority can be evidenced for governance.
These are intended connections. Live customer integrations are not available.
ClientAlign is designed to maintain the evidence and decisions behind onboarding, reviews, changes and exit throughout a regulated relationship. It can be used independently of the other products.
Professional services
Regulated relationships
Support for client-lifecycle management, onboarding, diligence, relationship-risk assessment and reviews where the organisation needs to understand what it knows, what changed and whether the current decision still holds.
Professional services are offered by RegAlign Limited. You can discuss support without buying or using ClientAlign.
Explore regulated relationships servicesOther products