Regulatory and compliance
The regulatory and compliance operating system.
Demonstrations
Guided demonstration available
A guided demonstration is available. Customer deployment and use of live data are agreed and validated separately before operational use.
Demonstrations use non-customer data. Operational use is confirmed separately for the relevant product, organisation and setup.
What it is for
Regulatory and compliance
RegAlign is designed to connect regulatory requirements to compliance risk, controls, monitoring, findings and actions. It can be used independently of the other products.
The problem
Regulatory requirements arrive from many sources and are commonly tracked across documents, spreadsheets and mailboxes. That makes applicability, ownership and evidence hard to demonstrate when they are challenged.
Product scope
What the product is designed to cover
Regulatory intake
- Regulatory sources
- Obligations
- Applicability assessment
Control and risk
- Compliance risk
- Controls
- Monitoring activity
Response and record
- Findings
- Actions
- Evidence and defensible history
The features above describe product scope. A demonstration and assessment will confirm what is available for your organisation.
Primary users
- Compliance officers
- Regulatory change owners
- Control owners
- Executive and board reporting audiences
Records it is designed to keep
- Regulatory sources and obligation records
- Applicability decisions and rationale
- Compliance controls, monitoring results and findings
Workflow
How the work connects
- Source
- Obligation
- Applicability
- Control
- Monitoring
- Finding
- Action
- Evidence
The workflow is illustrative. Available features and setup differ by product and organisation.
Optional connections
Where information from other areas can help
- Compliance risk positions can inform the enterprise risk picture.
- Regulatory decisions and actions can be surfaced for governance oversight.
- Control and monitoring coverage can inform assurance planning.
These are intended connections. Live customer integrations are not available.
RegAlign is designed to connect regulatory requirements to compliance risk, controls, monitoring, findings and actions. It can be used independently of the other products.
Professional services
Regulatory & compliance
Help understanding regulatory requirements, reviewing the compliance function and monitoring, and putting agreed changes into practice.
Professional services are offered by RegAlign Limited. You can discuss support without buying or using RegAlign®.
Explore regulatory & compliance servicesOther products